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About Us

We are a private investment firm that partners with exceptional leaders to build enduring and meaningful companies. We are long term investors, focused on small and mid-sized businesses with a preference for recurring revenues, strong cashflows and substantial growth opportunities.

Our success is enabled by strongly aligned partnerships with select family offices and other permanent capital sources to form single-asset investment vehicles with flexible mandates and investment horizons to support each company’s unique opportunity. 

We bring focus and experience to a limited set of opportunities and seek to accelerate growth, compound significant value over the course of our partnership, and bend the arc of what is possible.

Experienced

Over 60 years of founder experience in private equity investing and a track record of building exceptional businesses

Focused

Focus on a limited number of high-conviction investments to drive extraordinary outcomes

Patient

Building meaningful and enduring companies over unconstrained investment horizons

Tax-Advantaged

Differentiated focus on Qualified Small Business Stock (QSBS) investments

Aligned

Create aligned partnerships founded upon a shared vision and ambitious goals

Specialty manufacturing, distribution and business services

Scalable businesses with meaningful value creation opportunities

Recurring revenue business models

Asymmetric upside vs. downside

Capital efficient business with strong margin profile

Preference for QSBS investments

Aligned and ambitious management

Up to $10 million of EBITDA (with ability to go larger)

Criteria

Contact

EXI Investment Management LLC

Medpoint

Industry:

Regulatory Compliance Services

Date of Investment:

July 2020

Headquarters:

Greenville, SC

Website:

Global provider of subject matter experts assisting the medical device and pharmaceutical industries with qualification, auditing and compliance needs

SMI COLD Therapy

Industry:

Consumable Medical Products

Date of Investment:

November 2020

Headquarters:

Rocky Mount, VA

Domestic manufacturer of high compression cold therapy wraps used in orthopedic, oncological, and other palliative applications

Certified Waste Solutions

Industry:

Managed Waste Services

Date of Investment:

March 2022

Headquarters:

Anaheim, CA

Vertically integrated provider of managed waste services helping customers achieve zero landfill, ESG, and waste reduction goals

Eden-Valders Stone

Industry:

Building Products

Date of Investment:

May 2023

Headquarters:

Eden, WI

Website:

Provider of the highest quality natural limestone from its 10 company-owned quarries to serve the residential, commercial and institutional markets

Investments

Jonathan Dries

Prior to co-founding EXI, Jon was a Managing Director at Parallel49 Equity, where he led numerous portfolio companies across institutional funds. Jon’s investments during his 18-years with Parallel49 include: CPI Card Group (NASDAQ: PMTS), Kinetrex Energy, and Questco among others. Previously, he was an investment banker at Robert W. Baird.

A native of Kentucky, Jon is a graduate of both Harvard Business School (MBA) and University of Dayton (BS, high honors). Jon is the past President of the Chicago Association of Private Equity Executives (Capex).

Nicholas Peters

Nick began his private equity investing career with Parallel49 Equity in 2002, prior to co-founding EXI with Jon and Jack. Throughout his investing career, Nick has led several highly successful portfolio company investments including: Questco, CPI Card Group (NASDAQ: PMTS), Certified Recycling, among others.

Earlier in his career, Nick was a Senior Manager at Arthur Andersen, where he advised private equity firms and Fortune 500 companies in transaction structuring, due diligence and execution. Nick is a graduate of University of Dayton (BS), and is a Certified Public Accountant (inactive).

Jack Westerman

Jack’s private investment experience spans 17 years, including Parallel49 Equity, where he was a Managing Director and participated in the deployment and harvesting of three institutional-based private equity funds. In addition to co-founding EXI in 2020, Jack has either led or co-led multiple successful investments including: Road Safety Services, Kinetrex Energy, and Certified Recycling, among others. Prior to Parallel49 Equity, Jack was an attorney with Winston & Strawn LLP where he concentrated his practice on private equity transactions.

Jack is a native of suburban Chicago. He holds degrees from Emory University’s Goizueta Business School (MBA), Loyola University Chicago School of Law (JD) and University of Michigan (BS).

Our Team

Our three founders have over 60 years of direct, private equity investing experience and have worked together since 2007

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Partnering with exceptional leaders to build enduring and meaningful companies

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